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regulation

03 June 2019 • By Sarah Simpkins • 1 min read

Macquarie cops fine for ‘negligent’ market conduct

ASIC’s Markets Disciplinary Panel has made Macquarie pay a $300,000 penalty after finding it guilty of providing inaccurate and incomplete regulatory ...

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Link downgrades profit

Financial services provider Link Group has reduced its expected profit for the full year, citing a competitive pricing environment, lower levels of ...

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Community benefits big winners from ASIC action

The community is the biggest winner from ASIC action with over $15 million paid in community benefits over the second half of last year

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Regulators are risk industry’s number one fear

Australian risk managers and governance leaders have unanimously chosen regulatory reform as the top risk for the industry in the future

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Fund launched for investor tax relief

A new fund has launched that will provide investors with a lower tax rate than the one currently offered by superannuation.  The Tax Effective ...

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Digital wallets to disrupt major bank revenue

Digital wallets, mobile apps that facilitate online payments and can store multiple credit cards, could be out to steal 30 per cent of major banks’ ...

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SunSuper CEO resigns

The chief executive of Sunsuper has signalled his departure after leading the fund through a period of transformation and growth.  Scott Hartley ...

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IRESS acquires global data group for $62m

IRESS has announced its acquisition of an international market data provider, which will continue to be operated by its founder and CEO within the ...

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GoCardless appoints Australian GM

GoCardless has appointed Carolyn Breeze to the role of general manager, Australia and New Zealand to help the payment company transform bank-to-bank ...

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Compliance culture must start with ‘why?’

EXCLUSIVE A good culture of compliance within wealth management businesses must start with why certain regulatory measures are being implemented in ...

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