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regulation

09 June 2017 • By • 1 min read

Macquarie Equities compensation bill nears $25m

Regulatory action against Macquarie Equities for “compliance deficiencies” commenced in 2014 is now “substantially complete”, with $24

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NSW Treasury Corporation joins ACSI

The NSW Treasury Corporation (TCorp) has joined the Australian Council of Superannuation Investors. The addition of TCorp to the Australian Council ...

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MDA provider fined by ASIC

ASIC has fined an equities and derivatives managed discretionary account (MDA) provider for making false or misleading statements on its website

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Sydney advice firm has AFSL cancelled

ASIC has cancelled the Australian financial services licence (AFSL) of Sydney-based firm Investment Advisers Alliance. Investment Advisers ...

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Citi names head of corporate banking

Citi has announced the promotion of Stella Choe to the position of head of corporate banking for Australia and New Zealand. Stella Choe will ...

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Northern Trust appoints head of Sydney office

Custodian Northern Trust has appointed Sally Surgeon to head up its Sydney office. Ms Surgeon, who was most recently based in Northern Trust's ...

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Westpac outlines RegTech strategy

The lawyers within Westpac’s 300-strong compliance division are being taught to code and manage “large-scale agile projects” in an effort to integrate ...

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GDP growth edges up in March quarter

Australian GDP expanded by only 0.3 per cent in the March 2017 quarter, with weather-related disruptions to exports and dwelling construction largely ...

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Aussies sceptical about retail super: poll

A new survey commissioned by AIST has found an overwhelming majority of Australians are opposed to the idea of a superannuation fund making a profit

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House price growth to 'slow sharply': ANZ

The growth in house prices has peaked, says ANZ – and tighter borrowing conditions and out-of-cycle rate hikes will weigh on property markets

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