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Regulation

regulation

31 March 2021 • By Sarah Simpkins • 1 min read

ASIC drops criminal charges against Caddick

ASIC has withdrawn its criminal charges against alleged fraudster Melissa Caddick, as the circumstances around her disappearance remain a mystery

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ASIC CFD product intervention takes effect

The regulator’s product intervention order imposing conditions on the issue and distribution of contracts for difference (CFDs) to retail clients has ...

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Augmented data to beef out APRA heatmap

APRA has completed the first phase of its superannuation data project, with its efforts to amass more granular details on the funds that will back its ...

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APRA denies super benchmarks will shape investment

The prudential regulator has rejected suggestions that the Your Future, Your Super reforms will sway how super funds invest members’ savings

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Continuous disclosure reforms block enforcement, ASIC says

The government’s move to discourage class actions could also make it harder for the corporate regulator to pursue litigation. As declared in ...

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Mayfair bites back after Federal Court ruling

Mayfair 101 managing director James Mawhinney has accused ASIC of a “senseless abuse of power” following the Federal Court’s ruling that it misled ...

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ASIC to adopt no-action position for virtual AGMs

The corporate regulator is set to adopt a temporary “no-action” position around virtual meetings, with further details to come.  The position has ...

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ASIC claims victory over Mayfair

The Federal Court has found that Mayfair 101 made false, misleading or deceptive statements in advertisements for its debenture products

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ASIC probes dodgy fundies

The corporate regulator has revealed details of its investigation into fund managers targeting retirees with misleading claims around cash-like ...

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ANZ settles class action over BBSW

The major bank has settled a case against it in the US relating to its role in the bank bill swap rate scandal. In a statement, ANZ said it had ...

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