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Your search returned 17 results.

Needle in a haystack

By Victoria Papandrea | 20-Nov-2009

... disclosure obligations of the FSR (financial services reform) regime are largely imposed on the AFS (Australian financial services) licensee, not the representatives who work for that entity," ... read more »

Dealer groups call for Great Southern enquiry

By Alice Uribe | 28-May-2009

... of agribusiness firm Great Southern. Representatives from Australian Financial Services (AFS) and IOOF-owned group Consultum Financial Advisers each voiced concern for investors at ... read more »

Dealer groups call for Great Southern enquiry

By Alice Uribe | 27-May-2009

... of agribusiness firm Great Southern. Representatives from Australian Financial Services (AFS) and IOOF-owned group Consultum Financial Advisers each voiced concern for investors at ... read more »

Proposed FOS terms spark concerns

By Kate Kachor | 14-May-2009

... Halsey Legal Services. The first is that the FOS is prepared to make determinations against AFS licensees regarding complaints relating to matters that are not included in the definition ... read more »

Proposed FOS terms spark concerns

By Kate Kachor | 13-May-2009

... Halsey Legal Services. The first is that the FOS is prepared to make determinations against AFS licensees regarding complaints relating to matters that are not included in the definition ... read more »

PI battle commences

By Victoria Young | 08-Apr-2008

... gross income from financial planning. After two years, Australian financial services licence (AFSL) holders will be required to hold a higher standard of PI insurance cover, including previously ... read more »

Conflicts of interest

By Madeleine Collins | 13-Jul-2007

... 9 (CLERP) came into effect on January 1, 2005, all Australian financial services licence (AFSL) holders became required by law to manage conflicts of interest. Licensees needed to be ... read more »

The main event: FICS v IMF

By Peter Townsend | 14-Feb-2007

... class action against a number of financial planners and their Australian financial services (AFS) licensees who provided advice to their clients about investing in Westpoint. In the red ... read more »

The main event: FICS v IMF

By Peter Townsend | 12-Feb-2007

... class action against a number of financial planners and their Australian financial services (AFS) licensees who provided advice to their clients about investing in Westpoint. In the red ... read more »

Small unregulated offerings still regulated

By Peter Townsend | 25-Oct-2006

... and easiest consideration for the planner is whether their Australian financial services (AFS) licensee will allow them to recommend such a product. If the licensee has a specific authorised ... read more »

Small unregulated offerings still regulated

By Peter Townsend | 14-Aug-2006

... and easiest consideration for the planner is whether their Australian financial services (AFS) licensee will allow them to recommend such a product. If the licensee has a specific authorised ... read more »

The great remuneration shake-up

By

... 9189.xml Class Super offers more automation 9183.xml SPAA backs Cooper SMSF proposals 9099.xml AFS to roll out complete SMSF service 9098.xml SPAA agrees with exemption removal 9083.xml ... read more »

Needle in a haystack

By Victoria Papandrea

... disclosure obligations of the FSR (financial services reform) regime are largely imposed on the AFS (Australian financial services) licensee, not the representatives who work for that entity," ... read more »

PI battle commences

By Victoria Young

... gross income from financial planning. After two years, Australian financial services licence (AFSL) holders will be required to hold a higher standard of PI insurance cover, including previously ... read more »

RedDot

By

... ASIC stops unsolicited share offers UBS's flagship fund downgraded Avanteos sale stalled AFS signs up Oasis Payout for Fincorp investors Guilty plea for former Wattle Group adviser ... read more »

Conflicts of interest

By Madeleine Collins

... 9 (CLERP) came into effect on January 1, 2005, all Australian financial services licence (AFSL) holders became required by law to manage conflicts of interest. Licensees needed to be ... read more »

Funds slash Fairfax exposure

By

... Greenspan urges babyboomers to be responsible Greenspan urges babyboomers to be responsible AFS buys Salisbury slice AFS buys Salisbury slice S&P hires director S&P hires director ... read more »