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04 September 2013 • By • 1 min read

FOS announces independent review

The Financial Ombudsman Service (FOS) has invited submissions into an ASIC-mandated independent review of its operations. The last independent ...

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Crowe Horwath CEO and MD steps down

Crowe Horwath Australasia chief executive and managing director John Lombard has stepped down from his position effective immediately, the group has ...

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IOOF makes play for The Trust Company

IOOF has made an offer to purchase 100 per cent of The Trust Company, which currently has a scheme implementation agreement with Perpetual

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No ‘imminent collapse’, says WealthSure boss

New WealthSure managing director David Newman has put a positive spin on yesterday’s enforceable undertaking with ASIC, and has played down media ...

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Regulatory pressure improving risk practices

Australian financial services institutions have shown an increased focus on liquidity, counterparty and systemic risk as regulatory pressure is ...

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Platforms boost SMSF appeal for accountants

Accountants are growing increasingly positive towards investment platforms when it comes to investing self-managed super fund (SMSF) client ...

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AMP Capital expands into China funds management

AMP Capital will establish a funds management company in China via a joint venture with China Life Asset Management Company, a subsidiary of China ...

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Demand for ESG factors increasing

Demand for environmental, social and governance (ESG) strategies will grow further in the next 10 years across a broad range of asset classes, ...

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ASIC issues interim stop orders on Trilogy schemes

Trilogy Funds Management has drawn the attention of the corporate regulator for issuing misleading product disclosure statements (PDSs), with interim ...

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Former Wealthsure CEO to be banned

In an enforceable undertaking (EU) offered to the Australian Securities and Investments Commission (ASIC), the former chief executive and current ...

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