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10 April 2013 • By • 1 min read

ASIC encourages cooperation with investigations

Regulator releases guidance on dealing with enforcement actionsThe Australian Securities and Investments Commission (ASIC) has outlined its position ...

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BT moves to clear up FDS uncertainty

Hefty fines potentially await non-complianceAdvisers could be caught out by annual fee disclosure statement (FDS) requirements, with many unclear on ...

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LM Investment Management's licence suspended

Follows appointment of administrators in MarchThe Australian Securities and Investments Commission (ASIC) has suspended the Australian Financial ...

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Mortgage stress turns clients to exotic products

More complex products for those turned down by traditional lendersFinancial product manufacturers are creating more sophisticated products to allow ...

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Role of executor 'misunderstood'

Litigation often misinterpretedThere are 'great and many' misunderstandings related to the role and liabilities of a non-professional executor, ...

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Super 'reforms' just add to uncertainty

Government modelling flawed, claims MercerWith the government's surprise superannuation reform announcement last week drawing hesitant early support, ...

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SMSF outsourcing compromises client confidentiality

Transparency becoming more valuableThe outsourcing of self-managed super fund (SMSF) administration is compromising client confidentiality, a boutique ...

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Increasing regulation is a post-GFC burden

Legislative change could adversely impact investorsLegislative change in the financial services industry has been the burden of the global financial ...

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FSC shelves anti-government campaign, for now

Warns future governments over "sovereign" threats In the wake of the government's raft of proposed superannuation changes announced on Friday, the ...

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Mixed response to super reforms

The government has taken the surprise move of outlining its plans for superannuation ahead of the May Budget with a snap press conference on Friday ...

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