17 June 2020 • By Lachlan Maddock • 1 min read
APRA has delegated a number of enforcement powers to ASIC in connection with the agencies’ investigations into the Westpac scandal. APRA and ASIC ...
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ASIC has set out the rules for its product intervention power, with its new guidance stating where and how it may use the capability. The regulator ...
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Mayfair has been forced to settle a trademark dispute launched over the use of the word “platinum”. Mayfair 101 will cease using the “Mayfair ...
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ASIC has placed managed investment schemes on notice around their advertising, after the regulator undertook a review and seven responsible entities ...
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The Perth Mint has welcomed a review of its processes after reports it may have sourced gold from a convicted killer in Papua New Guinea
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The financial services industry seemed set to face a pricier bill for ASIC’s regulation, but then the coronavirus pandemic hit. ASIC published its ...
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AUSTRAC has opened a new front in its war with Westpac – one that could see the cost of a potential penalty soar. When AUSTRAC made its statement ...
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The embattled bank has revealed it could be the subject of further investigation by AUSTRAC after it self-reported a number of issues to the regulator
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ASIC alleges the CFO attempted to manipulate the price of his company’s shares on the Australian Securities Exchange. Zhonghan Wu, the former chief ...
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The bank says it will “carefully consider” any allegations it sold customers junk credit card and personal loan insurance. Slater and Gordon has ...
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