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Regulation

regulation

12 December 2019 • By Sarah Simpkins • 1 min read

ASIC lifts active ETF pause

ASIC has rescinded its halt on actively managed ETFs that do not disclose their portfolio holdings daily and engage in internal market making, despite ...

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APRA slams CBA licensee for charging dead people

APRA has imposed additional licence conditions on CBA-owned Avanteos Investments after it charged more than $6 million in fees to thousands of dead ...

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ASIC takes trustee to court

ASIC has commenced action in the Federal Court in Western Australia, focused on the promotion and management of the Sterling Income Trust

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Heatmap ignores full picture: SuperRatings

While others in superannuation have welcomed more industry transparency, consultant SuperRatings has slammed the publishing of superannuation data in ...

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Vale Paul Volcker

Legendary Federal Reserve chairman Paul Volcker has passed away following a battle with prostate cancer. He was 92. Prior to serving in the Federal ...

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Westpac, AUSTRAC make first court appearance

Westpac and AUSTRAC have started negotiating what they agree happened with the alleged 23 million breaches of anti-money laundering laws

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APRA approves IOOF acquisition

APRA has approved IOOF’s bid to purchase ANZ superannuation licensees OnePath Custodians and Oasis Fund Management, following the regulator’s court ...

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Higher NZ capital to drag banks’ ROE: Morningstar

The additional capital requirements imposed on the big four by the Reserve Bank of New Zealand has seen analysts downgrade their forecasted return on ...

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Finance flags reputation risks post-Hayne

Finance leaders are more conscious of reputational risks than ever before, according to a new report from Norton Rose Fulbright. What was ...

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APRA pushes for banking data transparency reform

In a letter to the banking industry, APRA has outlined plans for all data it collects for quarterly ADI publications to be considered non-confidential ...

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