Powered by MOMENTUM MEDIA
investor daily logo

Regulation

regulation

08 July 2019 • By Eliot Hastie • 1 min read

ANZ stands alone among the big four

ANZ is the only major bank to not have released its self-assessment after Westpac unveiled its report last week.  Westpac, ANZ and NAB all ...

READ MORE
icon

ASIC rejects 30 per cent of AFS applications

ASIC routinely rejects up to 30 per cent of all AFS licence applications, and new rules could make the process harder for new licensees

READ MORE
icon

Relief proposed for foreign fund providers

ASIC has released a consultation paper that proposes to provide licensing relief for foreign financial services providers of funds management services ...

READ MORE
icon

ASIC, APRA release life insurance claims data

The prudential regulator has published its second set of life insurance claims and disputes statistics as part of a joint project with the corporate ...

READ MORE
icon

New corporate whistleblower protections commence

Changes to the Corporations Act that give stronger rights and protections to whistleblowers who report misconduct to their companies and ASIC have now ...

READ MORE
icon

Financial institutions told to heighten accountability

APRA has told financial institutions that they must heighten and clarify the end-to-end accountability for their products to improve customer outcomes

READ MORE
icon

New Banking Code of Practice comes into effect

The new Banking Code of Practice for members of the Australian Banking Association comes into effect today after regulator approval last week

READ MORE
icon

ASIC wealth management enforcement surges

ASIC chair James Shipton has reported a 166 per cent increase in wealth management enforcement investigations from February last year to this past ...

READ MORE
icon

CBA’s enforceable undertaking accepted by commissioner

The Australian Information Commissioner has accepted an enforceable undertaking offered by CBA after a data breach in 2016 and 2018.  The ...

READ MORE
icon

Investment regulation levy predicted to rise 32%

ASIC has released its indicative industry levies for the 2018-19 financial year, baring that the investment management and superannuation sector could ...

READ MORE