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Regulation

regulation

25 February 2019 • By James Mitchell • 1 min read

APRA questioned over role in ousting NAB leaders

APRA chairman Wayne Byres faced a parliamentary committee last week where he was asked what role the regulator played in removing NAB’s chairman and ...

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Criminal proceedings to follow royal commission

ASIC in its update on the implementation of royal commission recommendations has said that it is looking into 13 specific referrals as a result of the ...

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New whistleblower laws praised by regulator

ASIC has welcomed the passing of new legislation that requires all public companies and superfunds to have a whistleblower policy from 1 July 2019

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AMP leaders likely to face criminal charges

While the troubled wealth giant managed to retain its vertically integrated model following the royal commission, analysts fear the group and its ...

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Part-time government delaying royal commission recommendations

Labor has continued to attack the government over its implementation of the royal commission recommendations despite not having produced a full ...

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AFCA to accept legacy complaints

The Australian Financial Complaints Authority has announced that from July, it will start to accept legacy financial complaints.  The authority ...

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More financial firms facing shareholder backlash

Investment managers and superannuation funds are increasingly voting contrary to the recommendations of their proxy advisers as the number of company ...

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Labor to introduce royal commission bills

Labor is set to introduce three private member bills into Parliament that will implement key recommendations of the royal commission.  Despite ...

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ASIC responds to royal commission recommendations

The corporate regulator has today provided an update on how it will implement a number of recommendations made by the royal commission. ASIC said ...

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Bank of Queensland downgrades, cites regulatory cost hike

Bank of Queensland is now expecting its earnings for the half year ending 28 February 1H19 to drop by up to 10 per cent from 1H18, citing a number of ...

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