Powered by MOMENTUM MEDIA
investor daily logo

Regulation

regulation

22 November 2018 • By Sarah Simpkins • 1 min read

CBA chair defends Comyn promotion to CEO

CBA chair Catherine Livingstone has said the bank’s appointment of Matt Comyn as CEO sent the right message about its tolerance of failings within the ...

READ MORE
icon

Banks favoured sales over service: RBA

The Reserve Bank governor has urged Australian banks to take a longer-term view if they are to regain the trust of consumers. Addressing attendees ...

READ MORE
icon

Federal Court penalises stockbroking firm $500k

The Federal Court has ordered a stockbroking firm to pay penalties and court costs of up to $500,000 for failure to comply with the Corporations Act

READ MORE
icon

Banking regulators to level cultural change

Banking regulators around the world are focusing on addressing company culture to prevent misconduct, according to a report by Herbert Smith Freehills

READ MORE
icon

Investors cautioned to prepare for change

Income investors have been cautioned to prepare for potential changes to a variety of government policies should Labor win the next federal election, ...

READ MORE
icon

UBS pays ASIC infringement notice

The corporate regulator has announced that UBS Securities has paid a penalty to comply with an infringement notice given by the Markets Disciplinary ...

READ MORE
icon

Small banks fear regulation cost hike

Smaller lenders are concerned they could be squeezed out by escalating regulatory costs as a result of the royal commission, according to a survey by ...

READ MORE
icon

AFCA initiates small business ombudsman

The Australian Financial Complaints Authority is appointing a dedicated small business lead ombudsman to resolve financial disputes that businesses ...

READ MORE
icon

Lonsdale begins overhaul of APRA powers

The prudential regulator has announced that its “enforcement strategy and infrastructure” will be reviewed by its recently appointed second deputy ...

READ MORE
icon

Finance industry retains highest gender pay gap

Financial and insurance services continued to have the highest gender pay gap out of any Australian industry in 2017-18 at 30.3 per cent, according to ...

READ MORE