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Regulation

regulation

21 July 2017 • By Tim Stewart • 1 min read

ASIC set to obtain new phone-tap powers

Treasury is consulting on new measures that will give ASIC access to information obtained from telecommunications interception warrants

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FSC releases asset stewardship standards

The Financial Services Council has released new internal governance and asset stewardship standards for Australian investment managers and asset ...

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Bank ratings unaffected by APRA decision

The credit ratings of the major banks have emerged unscathed following APRA's announcement that it will increase its capital requirements to 10

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Accountants unsure about licensing rules: ASIC

A compliance check conducted by ASIC has revealed that accountants operating with a limited AFSL are uncertain about their new compliance obligations

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‘More needed’ on unpaid super: ISA

Recent attempts to curb unpaid superannuation will only help one out of 10 affected individuals, says lobby group Industry Super Australia

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ASIC consults on new financial benchmark regime

The corporate regulator has proposed a new regulatory regime for financial benchmarks including the bank bill swap rate, the consumer price index and ...

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Coalition proposes broader use of the term ‘bank’

Treasury has released draft legislation for public consultation to remove restrictions on the word ‘bank’ to allow for “a more level playing field in ...

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ASIC has ‘misfired’ on sell-side research

The corporate regulator’s new guidance on sell-side research would create a compliance “army” as well as making analysts personally liable for any ...

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Government consults on banking executive regime

The government has released the details of its proposed Banking Executive Accountability Regime, first announced in May’s federal budget

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Derivatives platforms ‘vulnerable’, warns AUSTRAC

The practice of white-labelling trading platforms is creating significant “operational vulnerabilities” for the securities and derivatives sector, a ...

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