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Regulation

regulation

06 October 2016 • By Tim Stewart • 1 min read

ANZ boss defends BBSW traders

ANZ chief executive Shayne Elliott has defended his organisation’s decision to reinstate five bank bill swap rate (BBSW) traders prior to the ...

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'Areas of vulnerability' still remain: APRA

The major threats to Australia's "broadly healthy" financial system are commercial and residential property, bank capital levels, rising insurance ...

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CBA advice review lacked ‘requisite speed’

Ten per cent of the advice reviewed as part of CBA’s Open Advice Review process has been found to be inappropriate, according to CBA. Appearing ...

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Government to criminalise BBSW manipulation

The manipulation of financial benchmarks will be made a specific criminal and civil offence, Treasurer Scott Morrison has announced – and ASIC will be ...

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ASIC releases new MDA rules

ASIC has updated its class order relating to managed discretionary accounts (MDAs), giving existing operators two years to transition to the new ...

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Former Deutsche Bank FX trader banned

ASIC has banned former Deutsche Bank FX options and futures trader Andrew Donaldson from providing financial services. The ban follows an ASIC ...

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Deadline looming for updated PDSs

Responsible entities and superannuation trustees have until 1 February, 2017 to comply with new disclosure rules concerning fees and costs, says Henry ...

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Investment banker charged with insider trading

A former Credit Suisse investment banker has pleaded not guilty to charges of procuring insider trading brought after an ASIC investigation

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ASIC bans alternative investment spruiker

ASIC has banned New Zealand-based Geoffrey Woodcock from providing financial services for four years for promoting Australian financial products ...

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CBA fined, writes off $2.5m in loan balances

The Commonwealth Bank has paid $180,000 in infringement notices and will write off $2.5 million in personal overdraft balances that were issued in ...

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