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Regulation

regulation

11 December 2015 • By • 1 min read

Govt unveils 'choice' legislation for super

The federal government has released draft legislation to improve the transparency of superannuation funds and extend the choice of funds to more ...

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Macquarie Securities fined $110,000

ASIC has fined Macquarie Securities $110,000 for "carelessly" allowing a non-designated trading representative to operate in the market for as long as ...

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ANZ's Etrade fined by ASIC

ANZ-owned online stockbroking firm Etrade Australia Securities has been fined $65,000 by ASIC for failing to comply with market integrity rules

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'Explosive' BBSW revelations imminent: Dastyari

ASIC has dedicated 20 per cent of its resources to the "rigging" of the bank bill swap rate (BBSW), says Labor Senator Sam Dastyari – and he predicts ...

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Govt unveils incentives for angel investors

The federal government has announced two major tax incentives for investors in eligible Australian start-ups as part of the National Innovation and ...

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APRA's super priorities for 2016 revealed

Superannuation funds' conflicts of interest, remuneration disclosure and investment governance will be high on the prudential regulator's radar in ...

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FSC pushes for collective investment vehicles

The Financial Services Council (FSC) has welcomed the government's managed investment trust tax regime, while at same time calling for the ...

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FSC lobbies crossbenchers on super governance

The Financial Services Council (FSC) has urged the four Senate crossbenchers who have come out in opposition to the government’s superannuation ...

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Government tables equity crowd-funding bill

The government has introduced a bill that would make equity crowdfunding possible for Australian fintech start-up companies. On the last ...

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Planning group slapped with licence conditions

ASIC has imposed licensing conditions on financial advice group, Morgans Financial, after it identified concerns in regards to the firm's arrangements ...

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