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regulation

24 June 2015 • By • 1 min read

ASIC finalises collective action guidance

The corporate regulator has updated its guidance on collective action by investors following a consultation with the industry earlier this year

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APRA chides insurers on disclosure

The prudential regulator has urged general and life insurers to do a better job when it comes to disclosing prudential matters. In a letter to the ...

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ASIC falls short in Mariner case

The Federal Court has rejected allegations by ASIC that Mariner Corporation breached the law in its 2012 takeover bid for Austock Group

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Macquarie Wrap errors were 'self-reported'

ASIC only became aware of system errors affecting Macquarie Wrap users after the bank brought the matter to the regulator's attention, says Macquarie

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Macquarie to refund $5.5 million to clients

Macquarie Investment Management will refund more than $5.5 million to around 2,300 clients following an investigation prompted by ASIC. Acting as ...

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BT fined for misleading super statements

Updated: BT Group has paid $20,400 in penalties after ASIC found the firm made misleading claims about its super performance in its Google ...

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ATO extends SuperStream deadline

The Australian Taxation Office has pushed out the 30 June SuperStream deadline for mid-sized employers that are making "genuine attempts" to prepare ...

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User-pays ASIC a 'wolf in sheep's clothing'

The Financial System Inquiry's proposed user-pays funding model for ASIC would amount to "backdoor taxation", an economist has warned. In an ...

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Lloyds Banking Group fined £117 million

The UK regulator, the Financial Conduct Authority (FCA), has issued its largest ever retail fine to Lloyds Banking Group. The FCA has fined Lloyds ...

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ASIC warns banks on BBSW investigation

The big banks are deliberately delaying the corporate regulator’s investigation into bank bill swap rate (BBSW) manipulation, says ASIC chairman Greg ...

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