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regulation

18 May 2018 • By Tim Stewart • 1 min read

Asset stewardship code unveiled by ACSI

The Australian Council of Superannuation Investors (ACSI) has launched a stewardship code that lays out principles for voting activity, company ...

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Former TAL exec questions FSC investigation

A former life insurance executive has cast doubt over the Financial Services Council’s investigation into potential member misconduct in the wake of ...

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ASIC consults on adviser ethics compliance scheme

ASIC has released for public consultation a paper detailing its approach to approving and supervising compliance schemes involving FASEA’s code of ...

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ASIC consults on short selling

The corporate regulator has released a number of proposals on naked and covered short selling for public consultation. ASIC has announced in a ...

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IOOF unlikely to escape RC unscathed

IOOF executives may have escaped the scrutiny of the royal commission to date, but the company’s decision to “double down” on advice could come back ...

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APRA and ASIC defend EU process

The prudential and corporate regulators have outlined to the royal commission reasons why enforceable undertakings should remain an available ...

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Government to implement open banking regime

The government has announced it will begin implementing the recommendations made by the Review into Open Banking from July next year. In a ...

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AMP to defend class action lawsuits

Embattled giant AMP has confirmed two separate shareholder litigation suits have been filed against it on behalf of shareholders, but says it will ...

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ASIC and APRA get $13.3m RC boost

The corporate and prudential regulators will receive a further $13.3 million to "assist" the royal commission, to be offset by an increase in levies ...

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CBA to settle BBSW case for $25m

The Commonwealth Bank has reached an in-principle agreement to settle civil proceedings brought by ASIC in January over manipulation of the bank bill ...

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