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Regulation

regulation

20 March 2018 • By Tim Stewart • 1 min read

Shipton vows to 'follow the money'

New ASIC chair James Shipton has promised to professionalise the finance industry, shifting the focus away from "numbers on a computer screen" to the ...

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Government bolsters ASIC leadership

The government has announced plans to create a second deputy chair position at ASIC. Minister for Revenue and Financial Services Kelly O’Dwyer ...

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Super funds push for higher ethical standards

Australian Ethical has joined five industry funds to urge asset managers to adopt the CFA Institute's code of conduct. Six Australian super funds ...

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Industry rejects Labor franking credits proposal

Labor leader Bill Shorten has proposed abolishing refundable excess dividend imputation credits in a move that has galvanised the financial services ...

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‘We have not done the right thing’: NAB CEO

The boss of NAB has penned a letter of apology to the community, admitting to the “regrettable” and “unacceptable” conduct of the bank ahead of the ...

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UK regulator says ‘regulation not enough’

Government regulation alone can be insufficient in improving conduct by financial professionals and incentivising them to act in the spirit of the ...

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ASIC welcomes broader competition powers

ASIC has welcomed the Productivity Commission's recommendation that the corporate regulator be granted a "broad, proactive competition mandate"

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ASIC lodges new claims against CBA over BBSW

The Commonwealth Bank is facing a fresh slate of claims relating to alleged manipulation of the bank bill swap rate.  ASIC has lodged a fresh ...

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CBA denies new AUSTRAC allegations

The Commonwealth Bank has rejected 89 of the 100 additional charges filed by AUSTRAC relating to the bank's alleged breaches of the AML/CTF regime

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Institutions pay an extra $21m compensation

The big four banks and AMP have paid an additional $21.4 million in compensation to the clients who were found to have received non-compliant ...

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