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Regulation

regulation

07 July 2015 • By • 1 min read

Governance Institute backs ID number for directors

The Governance Institute of Australia has backed the Productivity Commission's proposed director identification number (DIN) as a means to reduce ...

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ASIC finalises Interactive Brokers EU

US-based online brokerage firm Interactive Brokers has refunded $1.5 million in fees and commission payments to its Australian retail margin lending ...

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Investment Manager Regime receives royal assent

With the Investment Manager Regime (IMR) finally passing into law, foreign fund managers must determine whether they qualify for a tax concession in ...

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Industry backs new risk remuneration policy

With the exception of Industry Super Australia, the financial services industry has welcomed the government's announcement of a consensus on life ...

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IOOF exec under parliamentary scrutiny

Nationals Senator John Williams has aired a number of allegations against Peter Hilton, IOOF head of advice research, in a speech to the Senate

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PwC to sift through IOOF’s research division

Financial services firm IOOF has commissioned PricewaterhouseCoopers (PwC) to review the breach reporting procedures within its research division

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Australian Unity rejigs risk remuneration

Australian Unity Personal Financial Services has announced its financial planners will only be able to write insurance policies under a hybrid or ...

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ASIC finalises collective action guidance

The corporate regulator has updated its guidance on collective action by investors following a consultation with the industry earlier this year

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APRA chides insurers on disclosure

The prudential regulator has urged general and life insurers to do a better job when it comes to disclosing prudential matters. In a letter to the ...

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ASIC falls short in Mariner case

The Federal Court has rejected allegations by ASIC that Mariner Corporation breached the law in its 2012 takeover bid for Austock Group

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