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regulation

25 March 2015 • By • 1 min read

Aussie banks lead world on fintech

Digital disruption is fast approaching the global financial system, but the Australian banks have a competitive advantage, says veteran equity ...

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Industry must ‘lift its game’, says NAB exec

A string of scandals in global financial services has caused a “massive loss of trust” and the industry must take ownership of the issue, says NAB ...

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ASIC grills UBS on 'poles and wires' report

The corporate regulator has issued a 'please explain' request to UBS following the investment bank’s retraction of a report criticising the NSW ...

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ASIC decries ‘mischievous’ breach reporting

Financial institutions are "abusing" their legal obligation to report significant compliance breaches to the regulator, argues ASIC chairman Greg ...

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Super funds chided on conflicts management

APRA chairman Wayne Byres has taken superannuation trustees to task for adopting a "reactive" approach to conflicts management. Speaking before the ...

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Corporate lawyers reject CAMAC abolition

The Australian Corporate Lawyers Association (ACLA) has criticised the federal parliament’s proposal to scrap the Corporations and Markets Advisory ...

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Govt ups threshold for unclaimed insurance

The federal government will introduce amendments to restore the previous threshold for unclaimed bank accounts and life insurance policies, in a move ...

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Insider traders jailed for $7 million scam

A former NAB employee and a former Australian Bureau of Statistics employee have been jailed for their collaboration in a $7 million insider trading ...

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Senate proposes CAMAC shutdown

The Senate Economics Committee has supported a federal government bill to abolish the Corporations and Markets Advisory Committee (CAMAC)

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ASIC suspends custodian's licence

The corporate regulator has suspended the AFSL of wholesale service provider Dunfo Capital after it failed to comply with its obligations as a ...

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