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regulation

13 September 2022 • By Neil Griffiths • 1 min read

ASIC places stop orders on two managed funds

In response to deficiencies in the funds' target market determinations. ASIC has confirmed it has placed interim stop orders on the offer and ...

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ASX, business community caught off guard by public holiday announcement

The Prime Minister has announced a one-off public holiday as the nation remembers the life of Queen Elizabeth II, but businesses – big and small – ...

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Crypto and climate-related financial risks force change in prudential architecture

APRA has outlined its intentions to modernise the prudential architecture.  Australian Prudential Regulation Authority (APRA) has embarked on a ...

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Former stockbroking firm head charged with obtaining financial advantage by deception

ASIC has confirmed the charges. A former head of operations at stockbroking firm BBY Limited (BBY) — now in voluntary administration — has been ...

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Are Chalmers and Lowe on the same page?

One is placing wages at the centre of his economic plan, while the other is hinting that wages growth must remain stagnant in order to keep inflation ...

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ASIC announces new instrument for retail OTC derivative issuers

The corporate regulator has announced a new instrument. ASIC has announced it has remade a class order on financial requirements for retail ...

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Lowe hints RBA likely to persist with aggressive steps to fight inflation

“The case for a slower pace of increase in interest rates will become stronger as the level of the cash rate rises,” Philip Lowe said

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BetaShares, Perpetual among 13 entities targeted by ASIC surveillance

BetaShares and Perpetual are among the 13 entities targeted by ASIC as part of its latest crackdown on marketing of fund performance. The corporate ...

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Is the RBA in dangerous territory?

The RBA is stepping into dangerous territory, an economist has said. Tuesday’s 50-basis-point (bp) rate hike was not unexpected, but it did send ...

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APRA chair lays out challenge for larger institutions' risk management

The chair of APRA has delivered a speech on risk management this week. The biggest challenge for Australia’s largest institutions regarding risk ...

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