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Regulation

05 August 2022 • By Jon Bragg • 1 min read

APRA-regulated entities ‘generally aligning’ with climate risk guidance

The regulator has released the results of its latest climate risk self-assessment survey. APRA-regulated entities across the banking, insurance and ...

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ASIC further extends transitional relief for foreign firms

The regulator has announced another extension to the transitional relief for foreign financial services providers (FFSPs) from needing to hold an AFSL

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APRA proposes changes to superannuation standard

The prudential regulator has outlined enhancements to its standard relating to strategic planning and member outcomes in super. The Australian ...

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ASIC gives update on market enforcement outcomes

ASIC has released its latest enforcement and regulatory update. A total of 19 market enforcement litigation matters between 1 January and 30 June ...

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ASIC issues first DDO stop orders

Interim stop orders have been placed on three financial firms. On Thursday, ASIC announced it has placed interim stop orders on three financial ...

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ASIC places stop order on ‘misleading or deceptive’ managed fund ads

The corporate regulator said the ads may be misleading or deceptive to investors. On Friday, ASIC announced it had placed a stop order on ...

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Industry group calls for level playing field for crypto-assets

The industry body has issued a submission to Treasury. The Financial Planning Association of Australia (FPA) has thrown its support behind a ...

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APRA removes additional capital requirement on Allianz

The prudential regulator has confirmed the move. APRA has announced it has removed the remaining $150 million capital overlay it applied to Allianz ...

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ASIC investigation uncovers 'concerning consumer losses from trading in CFDs'

The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, ...

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Aussie bank pays penalty for alleged breach of open banking rules

The ACCC alleged the bank had breached the rules of the Consumer Data Right. On Wednesday, the ACCC confirmed that Bank of Queensland (BOQ) has ...

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